KYC Analyst

KYC Analyst

Responsibilities

Perform KYC (Know-Your-Customer) Analysis and CDD (Customer Due Diligence) on corporate clients for new client accounts and periodic CDD review on existing client accounts

Conduct KYC screening (such as PEP checking and Caution list checking), set up and maintain records of status for each client including public search results for review

Ensure AML risk is effectively managed and account opening of clients are following rules and regulations

Work with relationship managers regionally to obtain client information where appropriate

Maintain a positive, empathetic and professional attitude toward customers at all times

Work closely with cross-border customer service team

Provide high-quality services to the regional customers as well as communicate internally with Product/Technical teams

Assist in other ad-hoc duties as assigned

Willing to work on weekends if needed

Requirements

Diploma or above in Business Administration or related disciplines

Minimum 1 year' relevant experience in Customer Service under Brokerage, Fund Management, Banking & Finance

Experience in Customer Service line or KYC/Account Opening or Brokerage Settlement/Operations roles is preferred

Holder of any SFC Licenses for Type 1, 4 or 9 is an advantage

Excellent communication skills, independent, reliable and detail-minded, able to work under pressure

Good team player and customer-oriented

Good command of both spoken and written Cantonese, English and Mandarin