Securities Licensed Representative (SFC Licensed Representative)

（1）Duties include:

1. Precisely execute multi-asset trading orders (including Hong Kong stocks, global stocks, OTC products and fixed income).

2. Review customer opening documents and conduct due diligence (CDD) and anti-money laundering (AML) checks.

3. Professionally handle customer inquiries and provide real-time market information or technical analysis.

4. Perform pre- and post-trade compliance checks to ensure business operations comply with the Securities and Futures Commission (SFC) regulatory requirements.

5. Monitor customer orders and record maintenance to ensure the transaction system runs smoothly.

6. Assist the superior in handling temporary tasks or business development plans.

(2) Employment Requirements

1. Bachelor's degree or above in business, finance or related sciences.

2. Hold a Securities and Futures Commission (SFC) Class 1 and Class 4 license.

3. At least 2 years of stock, options or trading desk related experience.

4. Proficient in using Bloomberg, Reuters and trading systems (such as Hang Seng, Whale system)

5. Familiar with KYC, anti-money laundering/counter-terrorist financing (AML/CTF) regulations and the Hong Kong Stock Exchange/global market trading rules.

6. Good English and Chinese (including Cantonese and Mandarin) communication and reading/writing skills.