Responsible Officer

Working location: Hong Kong

• Duties include:

  As a statutory responsible person under the Trust or Company Service Provider (TCSP) Act, I fully assume the regulatory compliance responsibilities of trust service providers.

• Familiar with the establishment, operation and other business processes of Hong Kong trusts, review and approve trust and company service-related documents to ensure that the terms of the contract, articles of association and customer due diligence investigation are in compliance with local laws and regulations.

• Regularly submit compliance reports to the board of directors and regulatory agencies, and assist in completing annual audits and inspections.

• Establish and improve the internal compliance and governance structure, including risk assessment, policy and operating guidelines.

• Guide and train the team, enhance everyone's awareness of AML/CTF, data confidentiality and customer risk rating.

Employment qualifications

• Bachelor's degree or above, legal, accounting, finance, auditing or Relevant professional background;

• Have at least 5 years of compliance, risk control or operational management experience in banks, trust companies or professional service institutions, with at least 3 years of RO or equivalent position experience;

• Familiar with the Companies Act, the Trust or Company Service Provider (TCSP) Act, the Anti-Money Laundering and Terrorist Financing (AMLO) Act and related guidelines;

• Applicants with relevant industry qualifications (such as CAMS, ICA, etc.) are preferred;

• Excellent Chinese and English communication skills, with good interpersonal coordination and decision-making abilities, able to maintain efficient interactions with regulatory agencies, auditors, lawyers and clients.