Compliance Manager (Hong Kong SFC)

Globalist International Holdings Limited
Human Resources Management / Consultancy
Published on 06-13
HK $20K-30K/Month
Bachelor
1 to 3 years
Work visa required

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Job Description

My client, a well-known asset management company, currently needs to recruit a compliance manager due to business expansion.

Working location: Hong Kong Central District.

Job Responsibilities:

Risk Management: Full process identification and evaluation of compliance risks, monitoring policy dynamics and issuing early warnings.​

​Requirements:

Education: Bachelor's degree or above, law, finance and other related fields are preferred.​

Experience: More than 2 years of financial industry legal and compliance experience, and more than 3 years of asset management industry compliance experience.​

Familiar with national financial laws and regulations, supervisory policies and asset management industry-related provisions, with solid legal and financial professional knowledge.​

Proficient in office software, with strong data analysis and report writing abilities, able to identify compliance risks through data analysis.

Qualities: Strong risk insight, good communication and coordination, rigorous work, and good stress resistance.

English can be used as a working language


Languages
English
Skills
Compliance
HKSFC

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cici Tan
Globalist International Holdings Limited · HR
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