Senior Compliance Advisor

<p> PhotonPay is a leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform.</p> <p> Established in 2015, our mission is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, PhotonPay has a global footprint across Asia-Pacific, Europe, and North America. https://www.photonpay.com/en/</p> <p> Now the Company is applying for an asset management license from HK SFC and this position is mainly responsible for compliance related matters of the asset management business.</p> <p>Job Responsibilities:</p> <p>1. Support Global Head of Legal and Compliance to establish and implement a robust compliance program primarily in HK to ensure compliance with all relevant laws, regulations and internal policies；</p> <p>2. Responsible for handling submissions, regulatory enquiries, audits and maintain good working relationships with the regulatory authorities like HK SFC, including coordination for any regulator’s on-site inspection；</p> <p>3. Lead and support applications for, and continuing maintenance of asset manager and other similar payment-related business licenses in jurisdictions where PhotonPay conducts its businesses;</p> <p>4. Provide sound advice and recommendations to relevant stakeholders (including the Business, FI Partnership, Product and Operation) on matters pertaining to regulatory and licensing issues;</p> <p>5. Identify and manage compliance and regulatory risks, act as a point of escalation for any policy and regulatory breaches to senior management；</p> <p>6. Help formulate, review and maintain compliance framework, policies and procedures to ensure ongoing compliance with relevant laws and regulations；</p> <p>7. Conduct periodic internal compliance training and compliance risk assessments.</p> <p></p> <p>Requirements:</p> <p>1. Bachelor's Degree in Accounting, Business or Finance; or equivalent work experience;</p> <p>2. 5-6+ years of relevant compliance, regulatory or similar experience in securities or payment companies;</p> <p>3. Knowledge of Fintech, payment institutions, securities, and similar legal and regulatory requirements in Hong Kong and other APAC jurisdictions;</p> <p>4. Ability to multi-task and a team player with strong communication skills;</p> <p>5. Proactive, results-driven, and take ownership for their work;</p> <p>l Fluent English and Chinese, strong ability to draft documents in both languages.</p>