The Compliance Director is responsible for overseeing the company’s compliance program, ensuring that all operations adhere to relevant laws, regulations, and internal policies. This role will play a crucial part in maintaining the integrity and reputation of the company, as well as safeguarding its long-term success.

Key Responsibilities

• Develop and implement a comprehensive compliance program that aligns with local and international regulatory requirements.

• Conduct regular compliance reviews and audits to identify potential risks and ensure adherence to compliance standards.

• Provide guidance and support to various departments on compliance matters, including the interpretation of regulatory requirements and the implementation of best practices.

• Monitor changes in regulatory requirements and ensure that the company’s policies and procedures are updated accordingly.

• Collaborate with senior management to develop and implement strategies for addressing compliance risks and improving overall compliance performance.

• Maintain and enhance the company’s compliance framework, including policies, procedures, and training programs.

• Lead and manage a team of compliance professionals, providing mentorship and support to ensure their professional development and effective performance.

• Represent the company in interactions with regulatory authorities, ensuring timely and accurate reporting and communication.

• Conduct thorough investigations into any potential compliance breaches and take appropriate corrective actions.

• Foster a culture of compliance within the company, promoting awareness and understanding of compliance requirements among all employees.

• Oversee compliance matters related to Web3 technologies, ensuring that the company’s operations in this emerging space are fully compliant with relevant regulations and best practices.

Requirements

• Bachelor’s degree in law, finance, business administration, or a related field. A relevant professional qualification (e.g., Certified Compliance & Ethics Professional) is highly desirable.

• Minimum of 10 years of experience in compliance roles, preferably within the financial services industry.

• In-depth knowledge of local and international financial regulations, including anti-money laundering (AML), know-your-customer (KYC), and data protection laws.

• Proven track record of developing and implementing effective compliance programs in a fast-paced and dynamic environment.

• Strong analytical skills and the ability to identify and mitigate compliance risks.

• Excellent communication and interpersonal skills, with the ability to interact effectively with senior management, regulatory authorities, and employees at all levels.

• Ability to work independently and take initiative, while also being a strong team player.

• Strong leadership skills and the ability to manage and develop a team of compliance professionals.

• Fluency in English and Chinese (both written and spoken) is essential.

• Experience with Web3 technologies and related regulatory frameworks is required. This includes familiarity with blockchain, cryptocurrency, decentralized finance (DeFi), and other emerging technologies in the Web3 space.

What We Offer

• Competitive salary and benefits package.

• Opportunities for professional growth and development within a dynamic and innovative company.

• A collaborative and supportive working environment.

• The chance to play a key role in shaping the company’s compliance strategy and contributing to its long-term success.