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Job function
Hong Kong
Work type
HK$
Listed any time
Experience
Education level
Benefit
Industry

 About 621 jobs

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3 to 5 yrs


Master

$35K-50K/M

3+ years in compliance management experience in Hong Kong public funds

Bachelor's degree in Law, Finance, Accounting, or related field

Deep knowledge of AML, KYC, data privacy (GDPR/PDPO)

Over 10 yrs


No degree required

$48K-96K/M

Highly competitive compensation package including equity participation

JD from top-tier law school with active bar admission

10+ years compliance leadership experience at bulge bracket investment banks

3 to 5 yrs


Bachelor

Negotiable

Experience in financial industry's regulatory compliance a plus

Fluent in English and Mandarin, Bahasa a plus

Familiar with ISO27001, NIST CSF, PCI DSS standards

5 to 10 yrs


No degree required

Compliance Officer and MLRO for TCSP

At least 5 years of relevant compliance experience required

University graduate with a major in Business, Accounting, Finance or Law preferred

瑞承香港

  • Active within 3 days

No experience limit


No degree required

$30K-50K/M

Support rapid growth of retail securities business

Ensure adherence to SFC licensing conditions

3-5 years compliance experience in Hong Kong securities brokerage

5 to 10 yrs


Bachelor

$48K-72K/M

Oversee Hong Kong operations, ensuring SFC compliance

5–10 years compliance experience in SFC-licensed firm

Bachelor's degree in Law, Finance, Accounting, or related

5 to 10 yrs


Bachelor

$35K-55K/M

Competitive salary and benefits package

Minimum 4 years of compliance experience in crypto, TRS, structured products

Bachelor's degree in Finance, Law, Accounting, or related discipline

MINGNAV GROUP

  • Active today

5 to 10 yrs


No degree required

$40K-50K/M

Act as Compliance Officer and MLRO for TCSP

Monitor regulatory development and update Compliance policies

University graduate with major in Business, Accounting, Finance or Law preferred

3 to 5 yrs


Bachelor

Experienced Compliance Manager for Hong Kong

AML/CFT, KYC, sanctions screening expertise required

Bachelor's in Law, Finance, or related field preferred

3 to 5 yrs


Bachelor

Experienced Compliance Manager for Hong Kong market

Deep understanding of AML/CFT, KYC, sanctions screening laws

Bachelor's degree in Law, Finance, or related field required

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合規經理Compliance Manager

百仁思資產管理(香港)有限公司·Financial Services
HK $35K-50K/Month, Salary negotiable
Master
3 to 5 yrs exp
HK work permit required
9.0 hrs/day, 5 days/wk, Office work

Send application message

Work benefits
5-day week
13-month pay
Additional subsidies

Job Description

Balance is a financial asset management firm. Our investor, Futu Holdings (NASDAQ: FUTU), is Hong Kong's leading technology-backed securities firm and a Nasdaq-listed company. Though currently in our startup phase, we prioritize talent and technology – this foundation gives us unlimited growth potential. We offer exceptional career development opportunities and welcome you to join our journey!

The following are the positions we are currently recruiting for

Compliance Manager

Responsibilities

1. Develop and maintain compliance policies/procedures in line with SFC, HKMA, and international regulations.

2. Monitor daily operations, identify and report underlying risks.

3. Conduct compliance training, update code of conduct, and internal control guidelines.

4. Manage regulatory inquiries and on-site inspections; coordinate audits with external counsel.

5. Review marketing materials, client agreements, and investment strategies for regulatory compliance.

6. Lead AML investigations, file suspicious transaction reports (STRs), maintain KYC/CDD records.

7. Track regulatory updates and drive process improvements.

Requirements

1. Bachelor’s degree in Law, Finance, Accounting, or related field; CAMs/CFE/legal qualification preferred.

2. 3+ years in compliance management experience in Hong Kong public funds, expertise in asset management regulations.

3. Deep knowledge of AML, KYC, data privacy (GDPR/PDPO), and hands-on experience in regulatory examinations.

4. Fluent in English and Cantonese; skilled in bilingual reporting and liaising with regulators (SFC/HKMA).

5. Strong analytical skills, cross-department collaboration.


Languages
English
Cantonese
Mandarin
Skills
Compliance
公募基金

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Alice Zhao
Everwise Asset Management (Hong Kong) Limited · HR

Job Location

干諾道中168-200號信德中心西翼-Sheung Wan, Central and Western

上環干諾道中168-200號信德中心西翼

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Location

Direction


Company Overview

BaiRenshi is a fintech+asset management company. Investor FUTU is a company listed on the NASDAQ stock exchange in the United States, and it is the first technology brokerage in Hong Kong. Although the Bai Ren Si team is currently in its startup phase, we value our employees and technology, which means we have unlimited growth potential. We need to develop advanced trading strategies, stable and reliable systems, and focus on overseas markets. The company's management team has high-level backgrounds from Tencent and Futu, with a harmonious, democratic, and motivating management style that is deeply loved and welcomed by employees. We advocate high efficiency work style. We have a relaxed attendance policy and give our employees the flexibility to clock in and out at their convenience; We currently share office resources and benefits with Futu; We can provide job opportunities in both Shenzhen and Hong Kong, with competitive salaries; We are looking for like-minded individuals to join us and grow together!


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