Key Responsibilities:

• Acted as a key liaison for communication with financial services regulators, building and maintaining professional relationships.

• Conducted in-depth research and analysis of legal and regulatory frameworks to provide strategic compliance advice to the firm.

• Authored, reviewed, and updated internal policies and procedures to align with the latest regulatory requirements in Hong Kong, Singapore, and Australia.

• Managed the end-to-end process for regulatory examinations, from preparation to remediation, ensuring all findings were effectively addressed.

• Crafted comprehensive and precise written submissions in response to regulatory queries and information requests.

Qualifications & Attributes:

• A self-motivated professional with superior analytical abilities and exceptional organizational skills, capable of prioritizing complex tasks in a dynamic, fast-paced setting.

• Technologically adept, with a strong understanding of how to leverage technology to solve business and regulatory challenges.

• Possesses excellent verbal and written communication skills, with the ability to articulate complex concepts clearly.

• Demonstrates sound business judgment in developing compliant and practical operational solutions.

• Proven experience gained within a licensed financial services firm, with specific familiarity with Hong Kong and regional regulatory requirements.

• A collaborative team member with a positive, "can-do" attitude and a strong commitment to continuous learning.