Your Role

• You will be responsible for SFC RA 13 license application and implementation, managing trustee services for SFC-authorized funds, and developing the related IT system.

Responsibilities

• Project-manage the SFC RA 13 license application and coordinating with internal stakeholders, regulators and external consultants.
• Implementation of trustee services for SFC-authorized funds including the establishment of workflows, compliance framework and business plan.
• Manage day-to-day trustee operation, ensuring proper oversight of fund operation and adherence to SFC Codes and Guidelines, regulations and trust deed requirements.
• Collaborate with IT team and vendors to develop or enhance IT system to support trustee function and clients’ requirements.
• Maintain strong relationships with fund managers, administrators, custodians, regulators and other service providers.
• Oversee compliance and risk management for Custodian Team.
• Perform ad hoc projects or assignments.

Requirements

• Bachelor's degree or above in finance, business administration or a related field.
• At least 3-5 years of relevant experience in trustee services.
• Representative of SFC RA 13 is highly preferred.
• Deep knowledge of the Securities and Futures Ordinance (SFO), SFC Codes and Guidelines, and trust laws.
• Sound knowledge of fund structures such as unit trust, mutual fund, OFC and other investment products.
• Strong analytical and problem-solving abilities, with keen attention to detail
• Exceptional communication and interpersonal skills, with the ability to build relationships with clients, investors, and internal stakeholders
• Fluent in written and spoken Putonghua, English and Cantonese.