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HK$
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Experience
Education level
Benefit
Industry

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3 to 5 years


Bachelor

$26K-38K/Mth

Competitive salary and performance-based bonuses

Bachelor's degree in Finance, Business Administration, or related field

Series 7, Series 99, or equivalent regulatory licenses

OCEANVAST CAPITAL

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No experience limit


Bachelor

$40K-50K/Mth

SFC-licensed Responsible Officer for multiple regulated activities

Primary oversight for Type 2 (Dealing in Securities) activities

Relevant experience in financial services industry required

1 to 3 years


Bachelor

Salary negotiable

Holding SFC Licenses for multiple types of financial dealings

Proven sales experience in wealth management

Deep knowledge of various financial products

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$16K-24K/Mth

SFC RA type 1,2 license holder

Bachelor Degree in Finance, Business

Experience in wealth management/private banking

JFE Consulting Limited

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1 to 3 years


Diploma of Secondary School

Salary negotiable

需持有證監會第1類牌照

需熟悉香港及台灣的證券市場

需擁有穩固的客戶網絡

1 to 3 years


Bachelor

Salary negotiable

Holding SFC Licenses for multiple types of financial dealings

Minimum of 2-4 years sales experience in securities or wealth management

Proven passion for selling structured products and derivatives

Part Time

No experience limit


No degree required

$15K-30K/Mth

Act as SFC-approved Responsible Officer

Competitive remuneration

Relevant experience with Hong Kong licensed corporations

WRATHTEC LIMITED

  • Active recently

1 to 3 years


Bachelor

$20K-50K/Mth

SFC licensed representative or passed LE Paper 1

Minimum 2 years US securities trading experience

Bachelor's degree from top 100 world university

1 to 3 years


Bachelor

$28K-35K/Mth

Execute trades accurately and timely

Monitor financial markets for real-time insights

Bachelor's degree in finance or related field

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1 to 3 years


Bachelor

$40K-60K/Mth

Experience in wealth management/private wealth business

Bachelor's degree or above

SFC and/or HKMA license holder

PERSOL

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Securities houses administrator

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OCEANVAST CAPITAL
Financial Services
Updated on 02-04
HK $26K-38K/Month
Bachelor
3 to 5 years
Work visa required
Full Time
9.0 hrs/day, 5 days/wk

Send application message

Work benefits
5-day week
Dental plan
Medical plan

Job Description
We are a Hong Kong SFC-licensed independent asset management authorized for Type 4 and 9 regulated activities. Specializing in global investment opportunities, the company is headquartered in Hong Kong's ICC, with liaison offices in Shenzhen, Beijing, and New York.

Job Responsibilities

• Process and monitor securities trades, ensuring accurate and timely settlement across multiple markets and asset classes

• Reconcile trade discrepancies and resolve failed transactions promptly

• Maintain relationships with clearinghouses, custodians, and broker-dealers

• Maintain accurate portfolio records

• Process corporate actions (dividends, stock splits, mergers, rights issues)

• Generate and distribute client statements and performance reports

• Ensure adherence to regulatory requirements (SEC, FINRA, etc.)

• Monitor and report suspicious transactions in line with AML/KYC policies

• Maintain securities master data and pricing information in trading systems

Job Requirements

• Bachelor's degree in Finance, Business Administration, or related field

• 3–4 years of experience in securities operations, brokerage administration, or financial services operations

• Knowledge of trade lifecycle from execution through settlement

• Proficiency in trading platforms and settlement systems

• Advanced Microsoft Excel skills; experience with SQL or VBA is a plus

• Strong analytical and problem-solving abilities

• Excellent attention to detail and organizational skills

• Ability to work under pressure and meet strict deadlines

• Effective communication skills for coordinating with internal and external stakeholders

• Series 7, Series 99, or equivalent regulatory licenses

• CFA Level I, COF, or similar professional qualifications

What We Offer

• Competitive salary and performance-based bonuses

• Comprehensive health insurance

• Collaborative and dynamic work environment

Languages
Cantonese
English
Mandarin
Skills
Trade Finance Operations
Money Market

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Linda Li
OCEANVAST CAPITAL · Admin
Active within 3 days

Job Location

中環-Central, Central and Western

中環

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Direction


Company Overview

We are a Hong Kong SFC-licensed independent asset management authorized for Type 4 and 9 regulated activities. Specializing in global investment opportunities, the company is headquartered in Hong Kong's ICC, with liaison offices in Shenzhen, Beijing, and New York.


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