One. Education background:
Bachelor's degree or above in law, accounting, finance or management, welcome candidates from 985/211 and overseas excellent schools.
Have at least 5 years of work experience in private securities funds or asset management compliance, those with quantitative equity investment industry experience will be given priority. Familiar with domestic and foreign financial regulatory requirements, especially the compliance standards of overseas regulators such as SFC.
Three. Position requirements:
◆ Have solid knowledge reserves in securities investment funds, and deeply understand the securities fund operation process and relevant legal requirements;
◆ Have excellent written communication skills, able to efficiently complete various professional compliance documents;
◆ Have good logical analysis and excellent organizational and coordination skills, good at integrating resources and cross-departmental cooperation;
◆ Focus on team collaboration, able to prioritize company interests, and have good collective awareness and comprehensive quality.
Four. Job Responsibilities:
◆ Responsible for the management of the company's overseas compliance affairs, establishing and perfecting the risk control system and internal control process, and supervising the implementation of various compliance regulations;
◆ Comprehensive control of internal and external business and operating activities of the company, ensuring that various business operations of the company meet the requirements of overseas regulatory agencies;
◆ Regularly conduct legal and compliance training for all company employees, interpret regulatory dynamics, and enhance their compliance awareness;
◆ Regularly organize compliance self-check work;
◆ In the event that the company requires it, cooperate to complete other compliance tasks.